UBS Financial Services Financial Crime Prevention Intelligence Specialist in Franklin, Tennessee
Do you want to keep criminals and terrorists from abusing the financial and legislative systems? Are you the type of person willing to be an individual contributor, and stand up for what is right? Do you know how to maintain independence and objectivity? We are looking for someone who can:
conduct complex reviews requiring a deep dive into sensitive customer activity
review client transactions and relationships, conduct in-depth analysis and identify potential suspicious activity
research entities and/or individuals using both public domain and/or database search services
identify trends and/or areas of concern based on industry knowledge and keeping apprised of current events
maintain regular contact with branch personnel (business) to obtain necessary information about customers and/or account activity
supports senior staff / management in researching and responding to regulatory requests
interact with law enforcement, security and regulatory agencies on reviews of significance
clearly present findings to senior management and other internal stakeholders
complete UBS's annual BSA/AML/OFAC training
What we offer:
Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.
Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).
Take the next step:
Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
As a Financial Crime Prevention Intelligence Specialist, you will be working within the C&ORC Financial Crime Prevention team. Our role is to assist UBS in the fight against money laundering, fraud, corruption and terrorist financing. The Financial Crime Prevention Intelligence team is responsible for conducting comprehensive reviews on complex issues. These issues are sourced from other area of the Financial Crime Prevention and from targeted reviews conducted at the discretion of the Director of Financial Crime Prevention Intelligence.
4 year college degree or international equivalent
3+ years of AML experience in wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or equivalent experience.
strong experience in AML transaction monitoring and/or investigations
certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) is a plus
excellent report writing skills with the ability to communicate risks, controls and proposed operational solutions in an effective way to audiences of all levels of seniority
ability to ‘think on your feet’, balancing commercial objectives with legal, regulatory and ethical considerations to arrive at sound judgments and decisions and providing compelling solutions
- analytical and have the ability to provide practical solutions and prioritize a diverse workload with multiple deadlines
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
Job Reference #: 184754BR
Business Divisions: Corporate Center
Title: Financial Crime Prevention Intelligence Specialist
City: Franklin, Nashville
Job Type: Full Time
Country / State: United States - Tennessee
Function Category: Compliance, Risk