UBS Financial Services Market Conduct Surveillance Change Specialist in London, United Kingdom

Your role:

Do you have enjoy problem solving and instigating automation and data solutions? Do you have a knack for identifying potential risk areas and joining the dots? Do you enjoy problem solving and technical solution delivery?

If so, we're looking for someone like you to:

  • identify areas of change within market conduct automated systems in order to improve efficiency of identification of suspicious instances

  • manage delivery of business and IT deliverables to facilitate change

  • discuss developments and findings with key stakeholders such as MS&C 'run the bank' teams, Investigation teams, Employee Conduct, Business Aligned Compliance and Subject Matter Experts to decide what further action may be taken to improve or enhance.

  • be a key player in enhancing the effectiveness and efficiency of programme by (i) utilising artificial intelligence tools to analyse/visualise data (ii) identifying new data sources to capture risks and breaches of policy (iii) awareness of available internal and external solutions to improve or enhance present offering (iv) developing automation processes to create efficiencies.

  • coordinate and execute user acceptance testing of new developments

  • manage and develop relationships with key, MS&C, Business, Risk, and Technology partners across divisions, functions and countries including.

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

The Market Conduct Change Team is within the Conduct, Framework, Monitoring & Oversight (M&O) team within Group .Compliance, Regulatory & Governance. Group Compliance, Regulatory & Governance provides independent oversight of the Compliance, Conduct and Operational Risks ( 'consequential' risks) and provides an oversight capability of – Intelligence Capability, Assurance and Conformance.

You will be part of a global team working with colleagues situated in USA, Singapore, UK and Switzerland.

Your expertise:

You have:

  • compliance or regulatory experience or other related experience around technology requirements for market conduct surveillance such data requirements and connectivity, investigations, HR employee relations, operational risk, risk management, audit, examination, or similar control-related experience

  • significant data analysis and data manipulation skills using Excel. Knowledge and use of querying languages such as SQL, Python and use of data analysis tools such as Tableau, DataIku, Lavastorm, DataRobot would be an advantage

  • bachelor’s degree preferable (technical or analytical degree) and/or substantial relevant work experience at a financial services company, large consultancy or comparable working experience.

  • an understanding of Investment Banking, Asset Management, and Wealth Management experience and knowledge preferred

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your colleagues:

Job Reference #: 186346BR

Business Divisions: Corporate Center

Title: Market Conduct Surveillance Change Specialist

City: London

Job Type: Full Time

Country / State: United Kingdom

Function Category: Compliance