UBS Financial Services Business Risk Specialist in Nashville, Tennessee
Business Risk Specialist
United States - Tennessee
Job Reference #:
Are you the type of person that cares whether business is done right? Do you want to protect investors and the integrity of the financial system? Do you have the skills to analyze data, perform rules based testing, identify red flags, and communicate your findings in a precise and impactful manner?
We're looking for someone who can:
Collaborate and align with compliance organization colleagues to define the scope, approach, data, objectives and criteria for testing.
Perform numeric sample-based transactional testing to determine compliance with laws and regulations or adherence to bank policies, procedures and internal controls.
Evaluate bank policies, procedures, processes, internal controls, disclosures and documentation for compliance with a regulation or a bank process, procedure or control.
Effectively communicate and follow up with colleagues and business area personnel to ensure the timely completion and reporting of testing results as scheduled.
Work with compliance organization colleagues to communicate testing results and identified issues or exceptions.
You will be working as part of the Monitoring and Testing team, a unit within UBS Bank USA Compliance. Our team is responsible for providing independent compliance testing for UBS Bank USA and UBS AG U.S. Branches to evaluate whether the business practices comply with the laws, rules and regulations applicable to the respective banks and to ensure that the controls are designed to mitigate the related risks effectively.
Bachelors degree or higher
Knowledge of banking laws/regulations, specifically Consumer Financial Protection Bureau (CFPB) laws and regulations
Excellent written and verbal communication skills
Excellent organizational, planning, and time management skills, as well as, proficiency in Microsoft Office – Word, Outlook, PowerPoint and Excel
A great communicator – and you know how to handle challenging situations
Reliable and resilient – challenging situations and conversations don’t scare you
Team-orientated, while able to complete tasks independently
Motivated, diligent, organized, and able to drive tasks to closure
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.