UBS Financial Services Jobs


Job Information

UBS Financial Services IT Risk & Control Specialist in Nashville, Tennessee

IT Risk & Control Specialist

United States - Tennessee

Information Technology (IT)

Group Functions

Job Reference #:




Job Type:

Full Time

Your role:

Are you skilled at conducting risk assessment and implementing control frameworks? Do you have a solid background in information technology, preferably in the financial services industry, and a basic understanding of operational risk management or audit? Are you ready to support our risk management for a large and complex technology organization? And can you assist us with remediation of risk and control deficiencies?

We’re looking for a risk control specialist to:

• identify, remediate and mitigate technology risks for the Legal, Human Resources and Global Research Analytics and Communications (LHRGRAC) Technology organization

• collaborate with compliance officers to deliver regulatory requirements

• empower the LHRGRAC Technology organization with the required training and guidance to improve awareness of risk policies and processes

• analyze risk-related metrics, identify trends, peaks and exceptions, and agree next steps

• support our risk remediation projects

• assist with internal and external audits impacting the LHRGRAC Technology organization

• assist with ad hoc and recurring assessments, affirmations, and policy adherence

• support the implementation of our Operational Risk Framework

Your team:

You’ll be working with the IT Risk Control Director supporting LHRGRAC Technology in the UBS office in Nashville. And you’ll play a vital role in seeing that the necessary risk frameworks are appropriately embedded across the division. As a risk control specialist, you’ll lead 1st line of defense activities and partner with the technology and business teams to manage operational, regulatory and technology associated risks. You'll be working closely with many stakeholders such as application developers, production support, systems engineering, business, 2nd and 3rd lines of defense.

Your expertise:

• bachelor’s degree or equivalent in Information Technology

• Ideally 5+ years of experience in risk control, risk management, audit or compliance within banking

• excellent knowledge of risk management and regulatory control frameworks

• skilled communicator who adapts style to audience and conveys clear, accurate and concise information

• critical thinker focused on details, with solid analytical and reporting skills

• able to navigate in a global, complex organization

• strong organizational skills to meet competing priorities and deadlines

• effectively coordinate and drive risk remediation activities to completion



About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us:

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.