UBS Financial Services BSA/AML SORT/Closure Pack in New York, New York
BSA/AML SORT/Closure Pack
United States - New York
Business management, administration and support
Global Wealth Management
Job Reference #:
Are you considered a subject matter expert in key topics within the client lifecycle management process? Do you know how to share your knowledge and expertise with others?
We’re looking for someone like that to:
Support Private Bank as the Issue Administrator for issues and actions in SORT.
Track issues and actions in SORT to ensure updates are entered timely
Support the drafting issue/action plan closure pack, ensuring remediation efforts are adequate and sustainable in keeping with the Operational Risk Framework and GIA issuance
Prepare ORI and MLSI reporting to the regions senior committees
Ensure the sustainability of controls are implemented through new or existing Key Procedural Control instances (\"KPCi\").
Provide monthly RAG status for issues in SORT; liaise with relevant stakeholders to coordinate status updates
You’ll be working in the Chief Administrative Officer (CAO) team. You will be a member of the UBS AG Private Bank. The bank primarily provides lending and investment management solutions for Client Advisors and Financial Advisors with clients who want to book in the United States.
Excellent written and verbal communication skills, with the ability to persuasively communicate complex issues timely and clearly
Self-starter and ability to obtain evidence from relevant stakeholders, including senior management.
Excellent organizational skills with the ability to prioritize and think critically and act quickly under pressure
Strong work ethic and attention to detail
- Experienced background in Audit and/or Compliance in documenting review results through control testing or reports.
Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.
We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?
We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.