UBS Financial Services Compliance & Operational Risk Control Specialist in Sao Paulo, Brazil

Your role:

  • Independently monitor the effectiveness of operational risk management and oversee risk taking activities, providing an independent and objective check on whether management is adequately accepting material operational risk arising as a consequence of their business activities.

  • Oversee and assist in remediation of issues.

  • Produce several reports related to issues, actions, controls and operational risk events.

  • Support the first line of defense in questions, including, but not limited to, insertion of events in the appropriate tools, issue ratings, issue ownership, among others.

  • Prepare data and consolidate materials to support the local risk committee.

  • Engage in ad-hoc tasks, projects and reviews that arise from Functions, Business/Support functions, regulators or internal/external audit.

  • Liaise with employees, management, regulators and major stakeholders as appropriate and necessary.

  • Maintain a thorough understanding of all relevant C&ORC and GRC priorities and all applicable rules and regulations.

  • Actively support the coordination of the local BCM activities, including test planning & execution, crisis management and program initiatives completion.

  • Work in the C&ORC team in Brazil, monitoring the business activities across Wealth Management (WM), Investment Bank (IB) and Asset Management (AM) in relation to operational risk and compliance with all applicable laws, regulations and policies.

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

You will work together with an integrated and highly specialized team, which also will give you a great opportunity to develop and put in practice your skills.

Your expertise:

High motivated, organized, high sense of commitment and collaboration, attention to details, assertiveness, open to new projects, tasks and ideas, willing to work cross-business. Expertise in control functions is a plus.

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your colleagues:

Job Reference #: 183885BR

Business Divisions: Corporate Center

Title: Compliance & Operational Risk Control Specialist

City: Sao Paulo

Job Type: Full Time

Country / State: Brazil

Function Category: Compliance, Risk