UBS Financial Services Senior Equities Operations Specialist in Shanghai, China

Senior Equities Operations Specialist



Corporate Center

Job Reference #:




Job Type:

Full Time

Your role:

Are you great with numbers? Are you always able to find a positive outcome? We are looking for someone like this to:

  • Partner with Equities businesses for working with agency client brokerage account opening and maintenance, including setting or maintaining the entitlement on e-trading platforms for external clients, and deploying connections of e-trading platforms to internal biz lines and internal/external connectivity partners

  • Conduct and support FIX certification and UAT testing to external clients, also support daily transaction execution and notification processes for both internal business lines and external clients

  • Run projects for building up solid business infrastructure that are critical in servicing brokerage clients i.e. domestic/oversea institutions

  • Maintain effective and efficient operations support that is in compliance with all applicable laws, rules, and regulations, and strive to contribute to continuous improvement on processes and services

Your team:

You'll be working in the Equities Agency Operations team. We're responsible for supporting Equities agency client businesses in China, from day-to-day trading desk coverage to client execution post-trade processing, as well as client project involvement. So you would be based in Shanghai working together with all IB business and functional teams.

Your expertise:

You have:

  • worked in a similar position before

  • an indepth understanding on China securities service industry

  • a proven track record in servicing institutional investors

You are:

  • a good team player who takes initiative

  • a strong communicator, comfortable interacting with colleagues at all levels

  • always able to find a positive outcome

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us:

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.