UBS Financial Services APAC Head of Foreign Exchange, Rates and Credit Compliance in Singapore, Singapore

Your role:

Do you have a well established understanding of the FRC (Foreign Exchange, Rates and Credit) Markets in APAC? Do you have demonstrable experience of leading a team in providing best in class Compliance advisory to such business units?

We are looking for an APAC Head of Foreign Exchange, Rates and Credit Compliance to:

– oversee the compliance and operational risk program across all FRC business lines for the APAC region; and for the Investment Bank in Singapore

– ensure compliance and operational risk frameworks are designed well and operating effectively for FRC in APAC; and across all business lines for the IB in Singapore

– assist to manage regulatory relationships including involvement in industry consultation, regulatory changes, product business applications and updates, regulatory inspection and audits and regulatory inquiries

– provide subject matter expertise and advice to business management in relation to controls, training, frameworks, information and insights required to manage compliance, regulatory and operational risk

– lead of behalf of the APAC region and participate in global FRC compliance and operational risk initiatives

What we offer:

Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance.

Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

Take the next step:

Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now.

Disclaimer / Policy Statements:

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team:

Reporting directly to the APAC Head of IB C&ORC, you will be based in Singapore and lead a team of compliance and operational risk professionals across APAC. You will work closely with the Investment Bank business aligned C&ORC teams and with other C&ORC functional teams including Financial Crime, Employee Conduct and MS&C

You will also provide regional compliance and operational risk support to regional and local management in APAC, including amongst other things regulatory advisory support to regulatory developments, policy initiatives, risk assessments, projects and process improvement, training, drafting and implementation of regional policies and procedures.

Your expertise:

  • You will have a good understanding of the compliance and operational risk issues related to IB businesses, in particular you will have very strong subject matter expertise in relation to the operation of foreign exchange, rates and credit markets and products.

  • You will be able to apply your understanding of these businesses and products to oversee a best in class compliance and operational risk program

  • You will also have a good appreciation of the regulatory requirements and emerging risks that affect these business areas

  • be able to demonstrate using your knowledge to provide high quality compliance and operational risk advise to the businesses in APAC and senior management in Singapore

  • You will have a collaborative approach to achieving goals, ready to take initiatives, actively share information, and be willing to undertake a variety of roles within the compliance and operational risk team as required

  • You are able to develop strong relationships locally, regionally and globally and where required act to challenge existing processes and practices

About us:

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Your colleagues:

Job Reference #: 186811BR

Business Divisions: Corporate Center

Title: APAC Head of Foreign Exchange, Rates and Credit Compliance

City: Singapore

Job Type: Full Time

Country / State: Singapore

Function Category: Compliance